SEC Form D Tracker — Private Capital Raises & Exempt Offerings

Track every SEC Form D filing in near-real time. Form D is the official disclosure filed by issuers raising private capital under Regulation D — startups, venture funds, hedge funds, private equity vehicles, real estate sponsors. Each filing reveals who raised, how much, from how many investors, and which officers/directors signed off.

Built on the official SEC EDGAR full-text search index (efts.sec.gov) with the SEC-compliant User-Agent and rate limiting. Every row links back to the canonical filing on sec.gov for full auditability.

📊 Sample Output

What it does

• Pulls Form D and Form D/A (amendments) filings within a date range
• Parses the structured primary_doc.xml from each filing
• Returns clean JSON with issuer, offering amount, amount sold, number of investors, related persons, jurisdiction, industry, exemptions claimed
• Filters by minimum offering size, industry group, and free-text query
• Preserves source_url and filing_index_url for every row

Buyer use cases

• VC deal sourcing — track which startups just raised, what stage, who's on the board. Pairs with startup-funding-tracker for full coverage.
• M&A advisor intel — monitor private capital flows by industry and jurisdiction
• Hedge fund competitive intel — see which funds are raising LP capital, fund sizes, investor counts
• PE fund-tracking — fund formation feed by entity type and jurisdiction
• Fundraising journalism — fresh, factual filings with named officers (public legal record)
• Compliance & KYC teams — verify exempt-offering activity for diligence
• Real estate fund monitoring — pooled investment funds filing under 506(b) / 506(c)

SEO

SEC Form D API · private placement tracker · Reg D filings · exempt offering tracker · VC funding intelligence · private capital flows feed · startup funding tracker SEC · 506(b) 506(c) feed · venture fund formation tracker · hedge fund LP raise monitor

Input

Field	Type	Description
query	string	Free-text search across issuer name, executive name, industry
dateFrom	string	Earliest filing date (YYYY-MM-DD)
dateTo	string	Latest filing date (YYYY-MM-DD). Empty = today
minOfferingAmount	integer	Filter to filings with totalOfferingAmount >= this. 0 = no filter
industryFilter	string	Free-text match on industry group (e.g. "Technology", "Pooled Investment Fund")
maxResults	integer	Hard cap on filings returned (1-500)

Output schema

{
  "accession_number": "0001234567-26-000123",
  "filing_date": "2026-05-28",
  "form_type": "D",
  "issuer_name": "Acme Innovations Inc.",
  "cik": "1234567",
  "entity_type": "Corporation",
  "industry_group": "Technology",
  "year_of_incorporation": 2024,
  "jurisdiction_of_incorporation": "DE",
  "total_offering_amount": 5000000,
  "total_amount_sold": 2500000,
  "minimum_investment_accepted": 25000,
  "number_of_investors": 18,
  "sales_compensation_recipients": ["Goldman Sachs & Co."],
  "related_persons": [
    {"name": "Jane Smith", "relationship": "Executive Officer"},
    {"name": "John Doe", "relationship": "Director"}
  ],
  "exemptions_claimed": ["506(b)"],
  "is_new_or_amended": "new",
  "source_url": "https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1234567&type=D",
  "filing_index_url": "https://www.sec.gov/Archives/edgar/data/1234567/000123456726000123/",
  "scraped_at": "2026-05-29T20:00:00Z"
}

Sample Output

Every row is one Form D / D/A filing with full structured offering data and named related persons (public legal record from the filing). No PII beyond what the issuer publicly discloses on the form itself.

Compliance

• SEC-compliant User-Agent header: NexGenData hello@nexgendata.com
• Rate limit held to ~5-6 req/s (SEC limit is 10 req/s)
• source_url preserved on every row, linking back to the canonical SEC filing
• No PII beyond public legal record — related persons get name + relationship only. NO emails, phones, or personal addresses scraped (even though some appear on the original filing, we omit them)
• Factual filing metadata only — no commentary, no scoring, no defamatory framing

Related Actors — Regulatory & IP Intelligence Cluster

Securities & Markets Enforcement:

• SEC Litigation Releases
• CFTC Enforcement Actions
• FTC Consumer Protection Cases
• FINRA BrokerCheck Search
• Australia ASIC Enforcement
• UK FCA Enforcement Tracker

Corporate Disclosure & Announcements:

• SEC EDGAR 8-K Filings
• SEC Form D Funding ← you are here
• SEC Event Router
• ASX Company Announcements
• SGX Company Announcements
• HKEX News Announcements
• Korea KIND Disclosures
• PSE Edge Disclosures
• Investegate RNS Aggregator
• PR Newswire
• AP News

IP Intelligence:

• USPTO Patent Grants Tracker
• WIPO PATENTSCOPE
• EUIPO Trademarks